-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TPH9FgCWNZxeu1llRRWG6WqPeK+SxY4H+/eju/WRWdiVSpPw/T73mseHu94G55ek 2F9cg7hF1PQ7N6R6M4Fq6g== 0000950123-99-008726.txt : 19990923 0000950123-99-008726.hdr.sgml : 19990923 ACCESSION NUMBER: 0000950123-99-008726 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990922 GROUP MEMBERS: SAB CAPITAL ADVISORS, L.L.C. GROUP MEMBERS: SAB CAPITAL PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAXWELL SHOE CO INC CENTRAL INDEX KEY: 0000918578 STANDARD INDUSTRIAL CLASSIFICATION: FOOTWEAR, (NO RUBBER) [3140] IRS NUMBER: 042599205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-43801 FILM NUMBER: 99715032 BUSINESS ADDRESS: STREET 1: 101 SPRAGUE ST STREET 2: P O BOX 37 CITY: READVILLE STATE: MA ZIP: 02137 BUSINESS PHONE: 6173645090 MAIL ADDRESS: STREET 1: 101 SPRAGUE STREET STREET 2: P O BOX 37 CITY: READVILLE STATE: MA ZIP: 02137 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAB CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0001090963 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 134021254 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 650 MADISON AVE 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126109060 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 MAXWELL SHOE COMPANY INC. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(B), (C) AND (D) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(B) Maxwell Shoe Company Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 577766108 (CUSIP Number) September 13, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1 (b) |X| Rule 13d-1 (c) |_| Rule 13d-1 (d) 2 CUSIP NO. 577766108 PAGE 1 OF 2 PAGES - ------------ ------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) SAB Capital Partners, L.P. - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |X| - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 3. SEC USE ONLY - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ ------------------------------------------------------------------- - ----------------------- ------ ------------------------------------------------- NUMBER OF SHARES 5. BENEFICIALLY OWNED BY SOLE VOTING POWER 559,600 shares EACH REPORTING PERSON WITH See Note 1. - ----------------------- ------ ------------------------------------------------- - ----------------------- ------ ------------------------------------------------- 6. SHARED VOTING POWER - ----------------------- ------ ------------------------------------------------- - ----------------------- ------ ------------------------------------------------- 7. SOLE DISPOSITIVE POWER 559,600 shares - ----------------------- ------ ------------------------------------------------- - ----------------------- ------ ------------------------------------------------- 8. SHARED DISPOSITIVE POWER - ----------------------- ------ ------------------------------------------------- - ------------ ------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 559,600 shares See Note 1. - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.36% - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* PN - ------------ ------------------------------------------------------------------- 3 CUSIP NO. 577766108 PAGE 2 OF 2 PAGES - ------------ ------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) SAB Capital Advisors, L.L.C. - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)|_| (b)|X| - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 3. SEC USE ONLY - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------ ------------------------------------------------------------------- - ----------------------- ------ ------------------------------------------------- 5. SOLE VOTING POWER 559,600 shares NUMBER OF SHARES BENEFICIALLY OWNED BY See Note 1. EACH REPORTING PERSON WITH - ----------------------- ------ ------------------------------------------------- - ----------------------- ------ ------------------------------------------------- 6. SHARED VOTING POWER - ----------------------- ------ ------------------------------------------------- - ----------------------- ------ ------------------------------------------------- 7. SOLE DISPOSITIVE POWER 559,600 shares See Note 1. - ----------------------- ------ ------------------------------------------------- - ----------------------- ------ ------------------------------------------------- 8. SHARED DISPOSITIVE POWER - ----------------------- ------ ------------------------------------------------- - ------------ ------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 559,600 shares See Note 1. - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.36% - ------------ ------------------------------------------------------------------- - ------------ ------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* OO - ------------ ------------------------------------------------------------------- 4 NOTES TO 13G Note 1. The securities were acquired by SAB Capital Partners, L.P. ("Capital"). SAB Capital Advisors, L.L.C. ("Advisors") is the general partner of Capital. Each of Capital and Advisors has sole power to vote, direct the voting of, dispose of and direct the disposition of such securities. 5 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- ITEM 1(A). NAME OF ISSUER: Maxwell Shoe Company Inc. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 101 Sprague Street P.O. Box 37 Hyde Park (Boston), MA 02137-0037 ITEM 2(A). NAME OF PERSON FILING: See respective cover pages. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: SAB Capital Partners, L.P. 650 Madison Avenue, 26th Floor New York, NY 10022 SAB Capital Advisors, L.L.C. 650 Madison Avenue, 26th Floor New York, NY 10022 ITEM 2(C). CITIZENSHIP: Not Applicable. ITEM 2(D). TITLE OF CLASS OF SECURITIES: Class A Common Stock ITEM 2(E). CUSIP NUMBER: 577766108 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS:
(a) A broker or dealer registered under Section 15 of the Exchange Act. (b) A bank as defined in Section 3(a)(6) of the Exchange Act. (c) An insurance company as defined in Section 3(a)(19) of the Exchange Act.
6 (d) An investment company registered under Section 8 of the Investment Company Act. (e) An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) A parent holding company or control person, in accordance with Rule 13d-1(b)(ii)(G). (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) A group, in accordance with Rule 13d-1(b)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. |X|
ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: See respective cover pages. ---------------------------------------- (b) Percent of class: See respective cover pages. ---------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote See respective cover pages , ---------------------------------------- (ii) Shared power to vote or to direct the vote See respective cover pages , ---------------------------------------- (iii) Sole power to dispose or to direct the disposition of See respective cover pages, ---------------------------------- (iv) Shared power to dispose or to direct the disposition of See respective cover pages. ----------------------------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable 7 ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 22, 1999 ------------------------- (Date) SAB CAPITAL PARTNERS, L.P. by: SAB Capital Advisors, L.L.C., its general partner By: /s/ Scott Bommer ------------------------- Name: Scott Bommer Title: Managing Member 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 22, 1999 ------------------------- (Date) SAB CAPITAL ADVISORS, L.L.C. By: /s/ Scott Bommer ------------------------- Name: Scott Bommer Title: Managing Member -----END PRIVACY-ENHANCED MESSAGE-----